Enroll a Client in Savings Plan Management
You’ve made a smart choice to enroll a client into the Savings Plan Management program. You have several options available. Prior to beginning any of the processes, please download a copy of our firm brochure, ADV Part 2A and Client Relationship Summary.
Option 1: DocuSign
DocuSign has set the standard for signing documents electronically. You can access the RMS Savings Plan Management Agreement template by clicking the link below. Enroll a Client Today
Once you click one of the links, you will be taken to a DocuSign web page where you will enter names and emails for the people who have a role in completing the document.
Please Note: If you use an email that is linked to another DocuSign account, please check that this DocuSign does not pull over information from that account that is not relevant. For instance, if you have another DocuSign account with your email, this document may enter the name of the firm on that other account. It’s a quirk of DocuSign that we can’t control.
Option 2: A Fillable PDF Document
Download the Savings Plan Management Agreement and complete it by entering information into the fillable fields or print and complete by hand.
Submit the completed PDF via email at [email protected] or by fax at (410) 573-1196. Download the Complete Advisory Package
Important Forms and Links
Investor Profile (online form)
Cancellation Request (advisor)
SmartView for Advisors
To view your client accounts, feel free to access your SMARTVIEW FOR ADVISORS portal through the link below. If you would like to register, send us an email [email protected] to register. Please complete and attach the Advisor Enrollment form found above. View Portal Today