Investor Profile Form Name(Required) Date(Required) MM slash DD slash YYYY Telephone(Required)Acct #(Required) Email(Required) 1. When do you expect to begin spending the money within this account?(Required) Immediately 1 - 3 years 4 - 6 years 7 - 10 years 11 - 15 years 16 - 20 years 21 or more years 2. How would you describe your level of investment knowledge?(Required) Novice Somewhat experienced Experienced 3. How many months could you continue to meet all your living expenses from existing savings and checking accounts if you suddenly lost your income?(Required) Less than one month 2 to 3 months More than 6 months 4. What is your investment objective?(Required) Preserve the purchasing power of my money Generate income while also preserving the principal of my money Moderately increase the value of my account, even though I may experience moderate losses Significantly increase the value of my account, even though I may experience significant losses 5. Which statement best describes your attitude about your portfolio performance over any one year period?(Required) I'd have a hard time stomaching any loss I can tolerate a 5% loss If I lost 10%, I’d be concerned but would not change my strategy I wouldn't worry about losses in that timeframe 6. Which statement best describes your retirement preparedness?(Required) I know how much I need and I'm on track I think I’m on track, but don’t know for sure I'm not on track and am running out of time 7. You are a contestant on a TV game show and you can choose one of the following options(Required) A $2,500 cash prize A 50% chance of winning $5,000 with a 50% chance of winning nothing A 5% chance of winning $50,000 with a 95% chance of winning nothing 8. Which of the following statements best describes how you feel about fluctuations in the value of your portfolio?(Required) I have no tolerance for fluctuations I feel somewhat uncomfortable with fluctuations I do not mind seeing fluctuation 9. How do you think your spouse or best friend would describe you?(Required) Completely risk averse A cautious person Willing to take chances 10. Which hypothetical portfolio are you most comfortable with, considering these theoretical four year returns?(Required) A B C D Retirement Management Systems, 696 Ritchie Hwy, Ste 200B, Severna Park, MD 21146CAPTCHANameThis field is for validation purposes and should be left unchanged.
