Financial Advisors

For Financial Advisors

Enhance Your Marketing

Strengthen Client Relationships

Our mission is to help you grow your financial advisory business by providing advisory services, back office and marketing support for 401(k) management services.

Now you have an opportunity to help your clients invest prudently within their savings plan while developing and strengthening client relationships that can help your business grow!

Savings Plan Management helps 401(k), 403(b) and other defined contribution plan participants effectively manage their individual savings plan accounts.

Since the beginning days of the 401(k) plan, participants have struggled to understand and employ disciplined investment practices. This causes them to easily fall into one or more of seven bad habitsGreed, Panic, Conformity, Naiveté, Apathy, Arrogance, and Passivity.

Financial advisors can help cure these habits by enrolling defined contribution plan participants into Savings Plan Management. This service helps participants who want or need to delegate the investment decisions to a professional.

Participants receive help with:

  • Setting realistic retirement goals
  • Understanding the relationship between risk, return, contribution rates,
    and time
  • Constructing a diversified portfolio appropriate to their risk appetite
    and return needs
  • Implementing the portfolio and strategically reallocating if conditions
    warrant a change

Best of all, participants won’t have to become investment professionals themselves. They’ll leave that to you…and us. 

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